Rule 606 Order Routing | Statement of Financial Condition | Fee Disclosure | Customer Relationship Summary

Automated investing is offered through SoFi Wealth LLC, an SEC-registered investment adviser.

Advisory services are offered by SoFi Wealth LLC, an SEC-registered investment adviser. Information about SoFi Wealth’s advisory operations, services, and fees is set forth in SoFi Wealth’s current Form ADV Part 2 (Brochure), a copy of which is available upon request and at www.adviserinfo.sec.gov.

SoFi can’t guarantee future financial performance, and past performance is no indication of future success.

Neither the Investment Advisor Representatives of SoFi Wealth, nor the Registered Representatives of SoFi Securities are compensated for the sale of any product or service sold through any SoFi Invest platform. Information related to lending products contained herein should not be construed as an offer to sell, solicitation to buy or a pre-qualification of any loan product offered by SoFi Lending Corp and/or its affiliates.

The SoFi financial planning team doesn’t provide market research, advice or recommendations on individual stocks or securities.

Exchange Traded Funds (ETFs) may have their own management fees paid directly by the fund. Please consider these fees and objectives in the fund’s prospectus before investing.

An investor should consider the investment objectives, risks, charges, and expenses of the Fund carefully before investing. This and other important information are contained in the Fund’s prospectus. For a current prospectus, please click the Prospectus link on the Fund’s respective page. The prospectus should be read carefully prior to investing.

Alternative investments, including funds that invest in alternative investments, are risky and may not be suitable for all investors. Alternative investments often employ leveraging and other speculative practices that increase an investor’s risk of loss to include complete loss of investment, often charge high fees, and can be highly illiquid and volatile. Alternative investments may lack diversification, involve complex tax structures and have delays in reporting important tax information. Registered and unregistered alternative investments are not subject to the same regulatory requirements as mutual funds.

Brian Walsh and Liz Young Thomas are Registered Representatives of SoFi Securities, LLC and Investment Adviser Representatives of SoFi Wealth, LLC. Brian Walsh is a CERTIFIED FINANCIAL PLANNER® certificant.

Certified Financial Planner Board of Standards Inc. (CFP Board) owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER®, CFP® (with plaque design), and CFP® (with flame design) in the U.S., which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

^*0.25% fee is based on your account value. The wrap program fee may cost more or less than purchasing brokerage, custodial, and record-keeping services separately. Brokerage costs are billed separately. Please see sofi.com/legal/wrapbrochure for more information.

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